Hello.

My name is Emily Frank. I am and ethics and compliance professional with expertise in designing, implementing, and managing global compliance programs. A natural leader skilled in risk mitigation, corporate governance, and process optimization. Passionate about fostering ethical cultures and driving strategic compliance initiatives.

With my drive for success, I will bring passion & leadership to your company.

My resume.

 

Professional experience.

 

Scout Motors Inc. (2024 - present)
Compliance, Ethics, and Risk, Senior Manager

  • Lead compliance strategy, budget planning, and team development for a rapidly growing company.

  • Oversee compliance risk management, including governance, policies, and reporting mechanisms.

  • Direct hiring and onboarding of compliance professionals, expanding program capabilities.

  • Collaborate with senior leadership to align compliance initiatives with business objectives.

  • Enhance corporate document governance and cross-functional compliance integration.

Compliance, Ethics, and Risk Manager (2023 - 2024)

  • Construct compliance, ethics, and risk program plan to be implemented and integrated into a growing company.

  • Design corporate document governance management process - internal document hierarchy to creation of a cross-functional review committee.

  • Establish confidential internal reporting system, supporting policy, and implement start to finish report review and investigation process.

  • Oversight of planning Compliance & Integrity organization, including onboarding of new Ethics and Compliance Specialist to support program goals.

  • Launch and manage company's internal SharePoint website.

YETI Coolers, LLC 
Ethics and Compliance Manager (2020 – 2023)

  • Spearheaded the development and advancement of global ethics and compliance program.

  • Led cross-functional governance committee to align compliance objectives.

  • Managed internal training, onboarding, and ethics communication strategy.

Newmont Mining Corporation 
Program Coordinator - Ethics, Compliance (2016 – 2020)

  • Manage global ethics program for industry-leading international company

  • Competently construct company-wide online ethics and compliance training content, serve as administrator for online training

  • Prepare materials for quarterly Audit Committee meetings; including reviewing and analyzing hotline data and creating data narratives

  • Maintain global ethics hotline allegation and inquiry submissions, closely monitor ongoing investigations

  • Compile, review and report-out on data related to ethics hotline to various business functions, including Senior executives

  • Coordinate global ethics team, including team SharePoint site and yearly meetings

  • Manage ethics-related protocol and process questions

Denver County Court
Judicial Assistant III (2012 – 2016)

  • Capably lead all courtroom functions and work side-by-side with elected County Court Judge, Honorable Johnny Barajas

  • Prepare and process legal orders, warrants, protection orders, reports and correspondence; quality check important legal materials

  • Serve as liaison between defendants, court personnel and judges; assist general public through in-depth knowledge of policies, procedures, ordinances and statutes; successfully resolve problems without giving legal advice, while maintaining a variety of confidential records; obtaining information from public records

Bryan Cave HRO LLP
Conflicts Analyst I (2012 )

Manage and lead new business intake with a small team at historic HRO offices and provide valuable information to attorneys and legal staff.

Holme, Roberts & Owen LLP (HRO)
Conflicts Specialist (2010 – 2012)

Key member of new business intake team and research lead for possible conflicts of interest in new matter submissions.

Winzenburg, Leff, Purvis & Payne
Legal Assistant (2007 – 2010)

Support and assist the senior partner and associates across all essential practice functions.

Gerome and Hickey
Legal Assistant (2006 – 2007)

Successfully draft estate plans and other legal documents, prepare monthly client billing, e-filing, interactions with clients both in office and over telephone.


Education.

 

Master of Studies in Law
Ethics and Compliance — May 2021
University of Colorado Law School, Boulder, CO

  • Advanced educational training for experienced ethics and compliance officers to help organizations develop, improve and manage effective programs.

    ·         Ability to assess, identify and mitigate risks with effective controls

    ·         Focus areas include substantive knowledge of the FCPA and UK Bribery Act and other compliance regulations, including Data Protection/Privacy

    ·         Confidence to lead investigations and implement remediation plans

    ·         Proficiency in creation of business policy, corresponding procedures and communication plan for implementation

Bachelor of Arts — 2006
University of Denver, Denver, CO

  • Major in International Studies; focus on International Organizations, Law and International Cultures and Societies

  • Study abroad, Scotland, UK; emphasis on International Law and Politics


Accomplishments.

  • Certified Compliance & Ethics Professional (CCEP)

  • Lead budget planning & hiring for compliance department

  • Direct compliance reporting & risk governance for senior leadership

  • Built & implemented Scout Motors’ first compliance program

  • Chaired Employee Resource Group initiatives

  • Established corporate document governance processes

 

Core competencies & Skills.

  • Compliance Program Leadership

  • Risk and Governance Strategy

  • Budget Planning & Resource Allocation

  • Hiring & Team Development

  • Problem-solving

  • Executive-Level Engagement

  • Regulatory Compliance & Investigations

 

My photography.

Emily Frank Pier Photo Copyrighted.jpg

I believe that the power of detail is everywhere, whether in a complex legal document or in the beauty of everyday life. That’s why I love documenting our world through my camera lens.

A small sample of photography is shown here.
Please contact me below if you’re interested in seeing more of my portfolio.

 
 

Let’s work together.

With my drive for success, I will bring passion and leadership to your company. Are you interested in putting my skills to the test? Please contact me using this form.